Checked
Transfer Agent Rules
Proposed rule · Federal Register document 2026-18190
- Published
- 09/04/2026
- Comments due
- 11/03/2026
- 5 days left
- Effective
- 09/04/2026
- Pages
- 116
Summary
Proposed rule.
The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents.
Details
- Type
- Proposed rule
- Docket
- Release No. 34-106246; File No. S7-2026-30
- Regulation ID (RIN)
- 3235-AL55
- CFR parts
- 17 CFR 240, 17 CFR 249
- Significant under E.O. 12866
- Yes
- Topics
- Reporting and recordkeeping requirements, Securities
This page summarizes a Federal Register document. Only the official Federal Register text has legal effect. Comment deadlines can be extended or reopened by a later notice.
Source: Office of the Federal Register, via the Federal Register API · Last updated 09/04/2026